| 17-02820 | 01/22/2019 | Claimant(s): Jon Erickson
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Elliott D. Finkel, Mark S. Priver, William Ogburn Huggins
Hearing Site: Las Vegas, NV
| | |
| 18-00488 | 12/19/2018 | Claimant(s): Michael Poutre
Claimant Lawyers(s): Isabelle Kountz
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
| | |
| 18-01948 | 11/28/2018 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Jeanette E. Dennis
Respondent(s): Derek Miller
Respondent Lawyers(s): Derek Lee Miller
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
| | |
| 17-00290 | 11/16/2018 | Claimant(s): Lilit Barsegyan
Claimant Lawyers(s): William L. Buus
Respondent(s): Arin Torabian
Respondent Lawyers(s): Carol Baidas
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
| | |
| 18-00316 | 07/25/2018 | Claimant(s): Jaye Oppedahl
Claimant Lawyers(s): Jaye Clifford Oppedahl
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): David J. Anderson, Mark S. Priver, Kenneth Charles Vislocky
Hearing Site: Los Angeles, CA
| | |
| 16-02629 | 03/22/2018 | Claimant(s): National Financial Services LLC
Claimant Lawyers(s): Michael G. Shannon
Respondent(s): Frank Aguilar, Jason Garofalo, Tricor Financial
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): Anthony D. DeToro, Dean C. Abraham, Mark S. Priver
Hearing Site: Las Vegas, NV
| | |
| 17-02160 | 03/22/2018 | Claimant(s): Joel Anderson
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Anthony Sica, Matthew Wesley, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
|  | Expungement |
| 17-00457 | 11/30/2017 | Claimant(s): Mark Schulten
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
| | |
| 15-02910 | 06/09/2017 | Claimant(s): Estate of Mary Anne Trottier
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Morgan Stanley, Steven Crawford
Respondent Lawyers(s): Lesley V. Tepper
Arbitrator(s): Steven Gourley, Mark S. Priver, Michael Harrison
Hearing Site: Los Angeles, CA
| | $396,623 |
| 13-00215 | 02/06/2017 | Claimant(s): Richard Strang
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Robert Marks
Respondent Lawyers(s): Kevin J. Werner
Arbitrator(s): James A. Sigler, Mark S. Priver, Michael M. Hachigian
Hearing Site: Los Angeles, CA
| | $29,920 |
