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FINRA Awards for Derek Miller

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0194811/28/2018Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Jeanette E. Dennis
Respondent(s): Derek Miller
Respondent Lawyers(s): Derek Lee Miller
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
15-0230303/18/2016Claimant(s): Securities America.
Claimant Lawyers(s): Chad Weaver
Respondent(s): Derek Miller
Respondent Lawyers(s): Derek Lee Miller
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: Los Angeles, CA
10-0519812/22/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Derek Miller
Respondent Lawyers(s): Derek L. Miller
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA

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