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FINRA Awards for Dean C. Abraham

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0262903/22/2018Claimant(s): National Financial Services LLC
Claimant Lawyers(s): Michael G. Shannon
Respondent(s): Frank Aguilar, Jason Garofalo, Tricor Financial
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): Anthony D. DeToro, Dean C. Abraham, Mark S. Priver
Hearing Site: Las Vegas, NV
16-0348811/20/2017Claimant(s): Jin Park
Claimant Lawyers(s): Jin Kyun Park
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Dean C. Abraham, Mary M. O'Neil, Robert Dean McKinley
Hearing Site: Las Vegas, NV
09-0301607/19/2011Claimant(s): Vickie Parrish, EB and Vickie Tedesco Family Trust
Claimant Lawyers(s): David Liebrader
Respondent(s): Wells Fargo Investments, Jon Erickson, Patricia Fontan-Sorlie
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Laurel Littman Gothelf, Dean C. Abraham, Dee Newell
Hearing Site: Las Vegas, NV
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