| 20-02912 | 05/05/2021 | Claimant(s): Matthew Hansen
Claimant Lawyers(s): Michael Bessette
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Otis E. Hackett
Hearing Site: San Diego, CA
| | |
| 18-00914 | 08/13/2018 | Claimant(s): Gordon Siu
Claimant Lawyers(s): Gordon Siu
Respondent(s): Scottrade Inc., TD Ameritrade.
Respondent Lawyers(s): William M. Turner
Arbitrator(s): Otis E. Hackett
Hearing Site: San Diego, CA
|  | $0 |
| 14-02898 | 05/08/2017 | Claimant(s): Benjamin Peters Trust dtd 12/3/1993, Ellen Mia Peters Trust, Lynn E. Gorguze Separate Property Trust, Vincent and Gloria Gorguze Trust dtd 3/2
Claimant Lawyers(s): John G. Rich, Ross B. Intelisano
Respondent(s): Candace Weir, C. L. King & Associates.
Respondent Lawyers(s): Christopher F. Robertson, Richard A. Roth
Arbitrator(s): Otis E. Hackett, Michael D. Briggs, Randall Brian Christison
Hearing Site: San Diego, CA
| | $0 |
| 14-00323 | 06/09/2015 | Claimant(s): Sean Berton
Claimant Lawyers(s): Vincent D. Slavens
Respondent(s): Chris Meacham, Cornerstone Wealth Management
Respondent Lawyers(s): Steve Young
Arbitrator(s): Erwin Jay Shustak, Mandel E. Himelstein, Otis E. Hackett
Hearing Site: San Diego, CA
| | $176,750 |
| 14-00229 | 02/11/2015 | Claimant(s): Paul Clarfield
Claimant Lawyers(s): Paul Clarfield
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Otis E. Hackett
Hearing Site: San Diego, CA
| | $163 |
| 12-00807 | 08/01/2013 | Claimant(s): Fred Guenther
Claimant Lawyers(s): D. Daxton White
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Lawrence Alexander Huerta, Otis E. Hackett, Kenneth Andrew Klinko
Hearing Site: San Diego, CA
| | Expungement |
| 08-00892 | 06/09/2009 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Devin Anthony Donohue
Respondent(s): Vivine Wang
Respondent Lawyers(s): William A. Stahr
Arbitrator(s): Larry Edmonson, Ronald E. Ogden, Otis E. Hackett
Hearing Site: Los Angeles, CA
| | |
