| 15-02368 | 12/06/2016 | Claimant(s): Theodore Zimbelman
Claimant Lawyers(s): Charles H. Field
Respondent(s): National Securities Corporation, Kyle Harrington
Respondent Lawyers(s): David A. Schrader, Elizabeth Lowery
Arbitrator(s): Harvey C. Flodin, Lawrence Alexander Huerta, Shawn Michael Spaulding
Hearing Site: San Diego, CA
|  | $155,000 |
| 12-00807 | 08/01/2013 | Claimant(s): Fred Guenther
Claimant Lawyers(s): D. Daxton White
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Lawrence Alexander Huerta, Otis E. Hackett, Kenneth Andrew Klinko
Hearing Site: San Diego, CA
| | Expungement |
| 10-03001 | 11/30/2011 | Claimant(s): Hugh Mays, Jill Mays, The Mays Family Trust
Claimant Lawyers(s): Arthur S. Leider, Floyd R. Brown
Respondent(s): Ameriprise Financial Services., Orin Green, Richard Fogg
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Michael F. Brown, Lawrence Alexander Huerta, Jon C. Milliken
Hearing Site: San Diego, CA
| | $0 |
| 09-06773 | 03/16/2011 | Claimant(s): Jacqueline Picquelle
Claimant Lawyers(s): Robert J. Benbenek
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Thomas L. Azar
Arbitrator(s): Lawrence Alexander Huerta, John C. Lees, Thomas L. Marshall
Hearing Site: San Diego, CA
| | $45,000 |
