| 09-06773 | 03/16/2011 | Claimant(s): Jacqueline Picquelle
Claimant Lawyers(s): Robert J. Benbenek
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Thomas L. Azar
Arbitrator(s): Lawrence Alexander Huerta, John C. Lees, Thomas L. Marshall
Hearing Site: San Diego, CA
|  | $45,000 |
| 09-05801 | 12/06/2010 | Claimant(s): Robert Bridge
Claimant Lawyers(s): Steven M. Green
Respondent(s): John Elliott, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stephen Lau
Arbitrator(s): John C. Lees, Sally G. Williams, Robert Alan Merring
Hearing Site: San Diego, CA
| | $68,547 |
| 08-01288 | 10/08/2009 | Claimant(s): Harwell Family Trust, William P. Harwell Trust
Claimant Lawyers(s): Jan D. Atlas, William P. Harwell
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Christopher G. Lazarini
Arbitrator(s): Doris V. Knotter, John C. Lees, Michael D. Briggs
Hearing Site: San Diego, CA
| | $0 |
| 05-01456 | 08/17/2007 | Claimant(s): Victoria Landseadal
Claimant Lawyers(s): David M. Gilmore
Respondent(s): Victor Tokach, E.S. Hope Financial
Respondent Lawyers(s): Victor Tokach
Arbitrator(s): John C. Lees, Peter D. Brennan, Michael D. Briggs
Hearing Site: San Diego, CA
| | $18,972 |
