11-04783 | 09/05/2014 | Claimant(s): Charles Jia, Laura Zhou Claimant Lawyers(s): Steven M. Green Respondent(s): Anthony Sica, Gary Saccaro, Joseph Alagna, Michael Kaplan, Stephan Stein, Joseph Gunnar & Co. LLC Respondent Lawyers(s): John E. Lawlor, Michael Kaplan Arbitrator(s): Kevin K. Forrester, Mitchell Lee Lathrop, Traci Lynn Sherrod Hearing Site: San Diego, CA
| | Expungement |
12-00733 | 05/06/2014 | Claimant(s): Anthony Averett Claimant Lawyers(s): Steven M. Green Respondent(s): Guy Ule, Wellington Shields & Co. Respondent Lawyers(s): Neil A. Sussman Arbitrator(s): Laura Carraher, Martin A. Edelstein, Linda J. Baer Hearing Site: New York, NY
| | $130,000 |
10-02006 | 08/12/2011 | Claimant(s): Arthur Ball Claimant Lawyers(s): Steven M. Green Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kendra S. Canape Arbitrator(s): Terry D. Anderson, Kevin K. Forrester, Rose Marie A. Boucher Hearing Site: San Diego, CA
| | Expungement |
07-00769 | 03/21/2011 | Claimant(s): Armande Desjarlais Claimant Lawyers(s): Steven M. Green Respondent(s): James Sheridan, R. Will, Randy Weaver Respondent Lawyers(s): James A. Sheridan, R. Lance Will, Randy Weaver Arbitrator(s): Fred T. Kallet, James J. Dobbin, Nils Stephen Sandberg Hearing Site: San Diego, CA
| | $54,833 |
09-05801 | 12/06/2010 | Claimant(s): Robert Bridge Claimant Lawyers(s): Steven M. Green Respondent(s): John Elliott, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stephen Lau Arbitrator(s): John C. Lees, Sally G. Williams, Robert Alan Merring Hearing Site: San Diego, CA
| | $68,547 |
07-02329 | 03/25/2008 | Claimant(s): Dave Schutz Claimant Lawyers(s): Steven M. Green Respondent(s): Mark Gundy, A.G. Edwards & Sons. Respondent Lawyers(s): James C. Browning Arbitrator(s): Janice L. Sperow Hearing Site: San Diego, CA
| | $425 |