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FINRA Awards for Guy Ule

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0073305/06/2014Claimant(s): Anthony Averett
Claimant Lawyers(s): Steven M. Green
Respondent(s): Guy Ule, Wellington Shields & Co.
Respondent Lawyers(s): Neil A. Sussman
Arbitrator(s): Laura Carraher, Martin A. Edelstein, Linda J. Baer
Hearing Site: New York, NY
Checkmark Icon$130,000

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