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FINRA Awards for Charles H. Field

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0145001/05/2018Claimant(s): Donna Gambee
Claimant Lawyers(s): Charles H. Field
Respondent(s): David Barber, Madison Avenue Securities, Llc
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Deanna J. Johnson, Janice L. Sperow, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
Checkmark Icon$1,945,400
15-0236812/06/2016Claimant(s): Theodore Zimbelman
Claimant Lawyers(s): Charles H. Field
Respondent(s): National Securities Corporation, Kyle Harrington
Respondent Lawyers(s): David A. Schrader, Elizabeth Lowery
Arbitrator(s): Harvey C. Flodin, Lawrence Alexander Huerta, Shawn Michael Spaulding
Hearing Site: San Diego, CA
Checkmark Icon$155,000

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