| 21-00320 | 05/05/2023 | Claimant(s): Fred Shahan, Wendy Cordell, on behalf of his IRA
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): Darol Paulsen, John Nguyen, Jonathan French, Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Barbara M. Zak, Herbert Liberman, Deanna J. Johnson
Hearing Site: San Diego, CA
|  | $780,220 |
| 18-02540 | 01/02/2020 | Claimant(s): Alex Wilson, Bryan Clapham, James Goggins, Jason Proctor, Jennifer Meyer, Michael Andrews
Claimant Lawyers(s): Jonah A Toleno
Respondent(s): USAAFinancial Advisors.
Respondent Lawyers(s): Michael R. Greco
Arbitrator(s): Deanna J. Johnson, Randall B Christison, Blake Dean Baxter
Hearing Site: San Diego, CA
| | |
| 16-01450 | 01/05/2018 | Claimant(s): Donna Gambee
Claimant Lawyers(s): Charles H. Field
Respondent(s): David Barber, Madison Avenue Securities, Llc
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Deanna J. Johnson, Janice L. Sperow, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
| | $1,945,400 |
| 15-01863 | 09/08/2017 | Claimant(s): Hazel Kitzman, Estate of Hazel L. Kitzman, Separate Property Trust dated April 28,
Claimant Lawyers(s): Robert M. Caietti
Respondent(s): John Folsom, RBC Capital Markets LLC, Matthew Sweeney, RBC Wealth Management
Respondent Lawyers(s): H. Mark Mersel, Kamao Shaw, W. Perry Brandt
Arbitrator(s): Deanna J. Johnson, Sally G. Williams, Thomas Mitchell Rhodes
Hearing Site: San Diego, CA
| | $212,000 |
| 13-01867 | 09/25/2015 | Claimant(s): Larry English
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Fuad Ahmed, Jinesh Brahmbhatt, Success Trade Securities.
Respondent Lawyers(s): Fuad Ahmed, Jinesh Pravin Brahmbhatt
Arbitrator(s): Deanna J. Johnson, Mandel E. Himelstein, Virginia H. Gaburo
Hearing Site: San Diego, CA
| | $270,180 |
