| 03-02421 | 01/04/2011 | Claimant(s): Oppenheimer & Co.
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): George M. Garvey
Arbitrator(s): Ronald L. Cameron, Mark S. Priver, Ronald E. Ogden
Hearing Site: Los Angeles, CA
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| 08-00892 | 06/09/2009 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Devin Anthony Donohue
Respondent(s): Vivine Wang
Respondent Lawyers(s): William A. Stahr
Arbitrator(s): Larry Edmonson, Ronald E. Ogden, Otis E. Hackett
Hearing Site: Los Angeles, CA
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| 08-00453 | 04/16/2009 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): William Winston
Respondent Lawyers(s): Ethan Chernin
Arbitrator(s): Robert S. Fash, Kenneth I. Rosenblum, Ronald E. Ogden
Hearing Site: Los Angeles, CA
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| 06-04192 | 03/12/2008 | Claimant(s): The Thomas P. Matula Liv. Trust 12/05
Claimant Lawyers(s): C. Darrell Sooy
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Jeffrey F. Silverman
Arbitrator(s): Robert D. Sussin, Ronald E. Ogden, Rosa Linda Guadarrama
Hearing Site: Los Angeles, CA
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