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FINRA Awards for George M. Garvey

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Case Number Award Date Case Summary Customer Case? Amount Granted
03-0242101/04/2011Claimant(s): Oppenheimer & Co.
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): George M. Garvey
Arbitrator(s): Ronald L. Cameron, Mark S. Priver, Ronald E. Ogden
Hearing Site: Los Angeles, CA
06-0039312/17/2007Claimant(s): Recipco Corp.
Claimant Lawyers(s): Eric F. Yuhl
Respondent(s): Citigroup Global Markets., Rebecca Rothstein
Respondent Lawyers(s): Craig Varnen, George M. Garvey
Arbitrator(s): Mario H. Metzger, Karen A. Lockwood, David L. Maislen
Hearing Site: Los Angeles, CA
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