21-01022 | 06/18/2024 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing Claimant Lawyers(s): Tracy L. Gerber Respondent(s): Henry Chang Respondent Lawyers(s): Henry Chia-How Chang Arbitrator(s): Mario H. Metzger, Kirtley M. Thiesmeyer, Daniel Lawrence Pearlman Hearing Site: Los Angeles, CA
| | |
22-00309 | 02/15/2023 | Claimant(s): Lei Wang Claimant Lawyers(s): Lei Wang Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): Mario H. Metzger, Andrew M. Mintzer, Barry D. Kaye Hearing Site: Los Angeles, CA
| | $40,375 |
22-00414 | 11/07/2022 | Claimant(s): Kenneth South Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Mario H. Metzger, Michael Harrison, Anita Rae Shapiro Hearing Site: Los Angeles, CA
| | |
17-00166 | 06/07/2018 | Claimant(s): Thomas Yague Claimant Lawyers(s): Thomas L. Gourde Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Timothy Owen Respondent Lawyers(s): Tara A. LaClair Arbitrator(s): Mario H. Metzger, Benjamin F. Breslauer, Robert Dean McKinley Hearing Site: Los Angeles, CA
| | Expungement |
16-00039 | 08/18/2017 | Claimant(s): Joseph Focil Claimant Lawyers(s): Augusto Focil Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Timothy N. Will Arbitrator(s): David J. Anderson, Mario H. Metzger, Michael R. Diliberto Hearing Site: Los Angeles, CA
| | |
14-01427 | 04/29/2015 | Claimant(s): Liberatore Family Trust Claimant Lawyers(s): Christopher L. Pitet Respondent(s): Albert Han, GBS Financial Corp. Respondent Lawyers(s): Albert Han, Donald Gloisten Arbitrator(s): Mario H. Metzger, Edward A. Trabin, Joy Diane Williams Hearing Site: Los Angeles, CA
| | $0 |
11-04329 | 08/21/2013 | Claimant(s): Juliet Feinberg, Larry Feinberg Claimant Lawyers(s): Edward Gartenberg Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): G. Thomas Fleming Arbitrator(s): Michael R. Mitchell, Mario H. Metzger, Janice A. Salter Hearing Site: Los Angeles, CA
| | $0 |
11-04489 | 01/25/2013 | Claimant(s): Papell Family Trust v/a/d 8/12/1997 Claimant Lawyers(s): Joseph Fogel Respondent(s): Morgan Stanley Respondent Lawyers(s): Debra (Volland) Achkire Arbitrator(s): Thomas E. Shuck, Mario H. Metzger, Benjamin F. Breslauer Hearing Site: Los Angeles, CA
| | $0 |
10-05031 | 02/23/2012 | Claimant(s): Jeffrey & Cheryl Lane Family Trust Claimant Lawyers(s): Jeffrey Lane Respondent(s): Brandon Mallette, Louie Vargas, Merrill Lynch Pierce Fenner & Smith Inc., Michael Tiedemann, Paul Wetmore, Sheila Carlson, Lord Abbett Distributor LLC Respondent Lawyers(s): John P. Bevilacqua, John Beviliqua, Joshua Hess, Matthew L. Larrabee Arbitrator(s): Mario H. Metzger, George L. Tindall, Robert Alan Merring Hearing Site: Los Angeles, CA
| | $0 |
09-04620 | 04/22/2010 | Claimant(s): Peter Schiff, Euro Pacific Capital. Claimant Lawyers(s): Debra L. Fischer Respondent(s): Charles Hanlon Respondent Lawyers(s): Charles Patrick Hanlon Arbitrator(s): Mario H. Metzger, Glen W. Hanne, Christopher William Shaw Hearing Site: Los Angeles, CA
| | |