15-01323 | 05/23/2016 | Claimant(s): Wesley Long Claimant Lawyers(s): Philip M. Aidikoff Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): John W. Stenson Arbitrator(s): Joy Diane Williams, Robert E. Jenks, W. Alex King Hearing Site: Los Angeles, CA
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13-01621 | 06/04/2015 | Claimant(s): Kenneth Robins, 1746-1750 1/2 North Kingsley Drive Claimant Lawyers(s): Robert L. Gonser Respondent(s): Fera Shivaee, Centaurus Financial. Respondent Lawyers(s): Craig R. Bockman, Neil M. Katsuyama Arbitrator(s): Arthur T. Berggren, Joy Diane Williams, Norman Cousins Sasamori Hearing Site: Los Angeles, CA
| | Expungement |
14-01427 | 04/29/2015 | Claimant(s): Liberatore Family Trust Claimant Lawyers(s): Christopher L. Pitet Respondent(s): Albert Han, GBS Financial Corp. Respondent Lawyers(s): Albert Han, Donald Gloisten Arbitrator(s): Mario H. Metzger, Edward A. Trabin, Joy Diane Williams Hearing Site: Los Angeles, CA
| | $0 |
10-04934 | 02/08/2012 | Claimant(s): Virginia Oakes Claimant Lawyers(s): George K. Rosenstock Respondent(s): Bernard Jongewaard, Mark JongewaardL fka Linsco/Private Ledger Corp., Associated Securities Corp. Respondent Lawyers(s): Brad Jacobs Arbitrator(s): Roberta Haft, Neil S. Jasper, Joy Diane Williams Hearing Site: Los Angeles, CA
| | Expungement |