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FINRA Awards for Fera Shivaee

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0245308/08/2017Claimant(s): Patricia Dash
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Fera Shivaee, Centaurus Financial.
Respondent Lawyers(s): Nathan E. Smith
Arbitrator(s): Robert P. Ross, Jane D. Lollis, Gregory Hunter Mathews
Hearing Site: Louisville, KY
Checkmark IconExpungement
13-0162106/04/2015Claimant(s): Kenneth Robins, 1746-1750 1/2 North Kingsley Drive
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Fera Shivaee, Centaurus Financial.
Respondent Lawyers(s): Craig R. Bockman, Neil M. Katsuyama
Arbitrator(s): Arthur T. Berggren, Joy Diane Williams, Norman Cousins Sasamori
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
13-0292405/26/2015Claimant(s): Margaret Smith, Margaret Farwell Smith 2007 Trust UAD 10, Margaret Farwell Smith CRUT Trust Dtd 5/
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Fera Shivaee, Centaurus Financial.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Morris S. Getzels, Owen Frances, Mark Alan Sevigny
Hearing Site: Los Angeles, CA
Checkmark Icon$915,249

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