23-00625 | 09/15/2023 | Claimant(s): Kirk Badii Claimant Lawyers(s): Stephan Louviere Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Morris S. Getzels Hearing Site: Los Angeles, CA
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22-00721 | 06/01/2023 | Claimant(s): William Morrow Claimant Lawyers(s): Zachary Morse Respondent(s): Titan/Value Equities Group., Independent Financial Group., Value Equities Corporation Respondent Lawyers(s): Michael Mullenniex, Robert L. Dix, Sarah J. Kreisman Arbitrator(s): Morris S. Getzels Hearing Site: San Diego, CA
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21-02721 | 06/23/2022 | Claimant(s): Craig Johnson Claimant Lawyers(s): Zachary Morse Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): McClellon D. Cox Arbitrator(s): Morris S. Getzels Hearing Site: Los Angeles, CA
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20-03440 | 07/06/2021 | Claimant(s): Andrew Ruboyianes Claimant Lawyers(s): Robert D. Mitchell Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Morris S. Getzels, Stephanie P. Lebhar, Walter Steven Schwartz Hearing Site: Phoenix, AZ
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20-02719 | 06/07/2021 | Claimant(s): Ming Chung Claimant Lawyers(s): Erika Binnix Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Samantha D. Parrish Arbitrator(s): Morris S. Getzels Hearing Site: Los Angeles, CA
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20-02493 | 03/15/2021 | Claimant(s): Christopher Ficara Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Morris S. Getzels Hearing Site: San Diego, CA
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20-00434 | 09/11/2020 | Claimant(s): Ryan Haslam Claimant Lawyers(s): Frances Menzer Respondent(s): New England Securities Respondent Lawyers(s): Corporate Officer Arbitrator(s): Morris S. Getzels Hearing Site: Los Angeles, CA
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19-01831 | 02/04/2020 | Claimant(s): Mark Lininger Claimant Lawyers(s): Harris Freedman Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Tiana M. Towns Arbitrator(s): Morris S. Getzels Hearing Site: Los Angeles, CA
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19-02110 | 01/13/2020 | Claimant(s): Holly Kwon Claimant Lawyers(s): Holly H. Kwon Respondent(s): Jaehwan Kim, Yong Kim Respondent Lawyers(s): Jaehwan Kim, Yong Soo Kim Arbitrator(s): Morris S. Getzels Hearing Site: Los Angeles, CA
| | $12,757 |
19-01359 | 09/27/2019 | Claimant(s): Harry Olivar Claimant Lawyers(s): Harry A. Olivar Respondent(s): Keith Goodman, Michael Solomon, Maxim Group LLC Respondent Lawyers(s): Ian H. Hummel Arbitrator(s): Morris S. Getzels Hearing Site: Los Angeles, CA
| | $0 |