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FINRA Awards for Yong Kim

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0211001/13/2020Claimant(s): Holly Kwon
Claimant Lawyers(s): Holly H. Kwon
Respondent(s): Jaehwan Kim, Yong Kim
Respondent Lawyers(s): Jaehwan Kim, Yong Soo Kim
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
Checkmark Icon$12,757
13-0090111/22/2019Claimant(s): Yong Kim
Claimant Lawyers(s): Ken Levine
Respondent(s): Eul Choi, Kyung Cho, SH Investment & Securities
Respondent Lawyers(s): Marc A. Oliver, Robert K. Lu
Arbitrator(s): Vincent J. Natoli, Alan M. Rosen, Rosalind Anne Salzman
Hearing Site: Los Angeles, CA
02-0384107/15/2008Claimant(s): Jae C. Kim and Soon J. Kim
Claimant Lawyers(s): Jae C. Kim
Respondent(s): In Dong Oh, Rowe Park, Sae Chung, Yong Kim, Daehan Securities.
Respondent Lawyers(s): In Dong Oh, Jai Y. Son, Laura Park Chung, Rowe Park, Yong S. Kim
Arbitrator(s): Donald G. Gloisten, Stuart M. de Haaff, Mario H. Metzger
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12206

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