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FINRA Awards for Marc A. Oliver

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0090111/22/2019Claimant(s): Yong Kim
Claimant Lawyers(s): Ken Levine
Respondent(s): Eul Choi, Kyung Cho, SH Investment & Securities
Respondent Lawyers(s): Marc A. Oliver, Robert K. Lu
Arbitrator(s): Vincent J. Natoli, Alan M. Rosen, Rosalind Anne Salzman
Hearing Site: Los Angeles, CA
11-0338002/28/2012Claimant(s): Xinyi Guo
Claimant Lawyers(s): Xinyi Guo
Respondent(s): Ivy Tam, MITAA Global Securities
Respondent Lawyers(s): Ivy Waiwan Tam, Marc A. Oliver
Arbitrator(s): Richard Maurice Robinson
Hearing Site: Los Angeles, CA
Checkmark Icon$213
10-0208311/07/2011Claimant(s): Marc Oliver
Claimant Lawyers(s): Marc A. Oliver
Respondent(s): Burke Dambly, James Gregath, James Walsh, Private Asset Holdings., Select Capital Corporation
Respondent Lawyers(s): Burke A. Dambly
Arbitrator(s): Peter D. Steinbroner, James M. Goldberg, William Lee Krantz
Hearing Site: Los Angeles, CA

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