| 21-01115 | 12/09/2021 | Claimant(s): Laura Chao
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
| | |
| 21-01267 | 11/03/2021 | Claimant(s): Christian Risenmay
Claimant Lawyers(s): Jake Jacobsen
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
| | |
| 21-01307 | 11/02/2021 | Claimant(s): Stephen Biesinger
Claimant Lawyers(s): Jake L. Jacobsen
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
| | |
| 20-03011 | 07/06/2021 | Claimant(s): Brice Redmond
Claimant Lawyers(s): Erika C. Binnix
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
| | |
| 20-02788 | 06/23/2021 | Claimant(s): Jennifer Johnston
Claimant Lawyers(s): Harris Freedman
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Michael Lancaster Garcia
Hearing Site: San Francisco, CA
| | |
| 20-02007 | 06/04/2021 | Claimant(s): David Schachter
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
| | |
| 20-03369 | 05/21/2021 | Claimant(s): Rey Deborja
Claimant Lawyers(s): Kartikey Pradhan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Gary A. Hooker, Thomas D. Reese, Keara Kelly Roethke
Hearing Site: San Francisco, CA
| | |
| 20-02385 | 05/03/2021 | Claimant(s): Gregory Reynolds
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Foresters Financial Services.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
| | |
| 20-02982 | 04/30/2021 | Claimant(s): Lawrence Cane
Claimant Lawyers(s): Frances Menzer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | |
| 20-03171 | 04/29/2021 | Claimant(s): Anna Jenkins
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): William Michael Samsel
Hearing Site: San Francisco, CA
| | |
