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FINRA Awards for Lawrence Cane

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0298204/30/2021Claimant(s): Lawrence Cane
Claimant Lawyers(s): Frances Menzer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
20-0298104/20/2021Claimant(s): Lawrence Cane
Claimant Lawyers(s): Frances Menzer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA

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