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FINRA Awards for Tiana M. Towns

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Displaying 10 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0134401/11/2022Claimant(s): Rhys Helt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, RBC Capital Markets LLC
Respondent Lawyers(s): Jennifer E. Novoselsky, Tiana M. Towns
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Indianapolis, IN
21-0010008/18/2021Claimant(s): Robert Tansey
Claimant Lawyers(s): Frederic M. Krieger
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
20-0398906/10/2021Claimant(s): Todd Calamita
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
20-0239004/02/2021Claimant(s): Alan Sharpe
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
20-0163002/05/2021Claimant(s): Marc Alexander
Claimant Lawyers(s): J. Michael Bishop
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Scott A. Schweber
Hearing Site: Atlanta, GA
19-0325507/03/2020Claimant(s): John Piemonte
Claimant Lawyers(s): Brian Sasan Hormozi
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
19-0315606/10/2020Claimant(s): John Moran
Claimant Lawyers(s): Rachel Mech
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
19-0348905/29/2020Claimant(s): Ross Feigen
Claimant Lawyers(s): Maryana Feigen
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Paul Allan Massaro
Hearing Site: Newark, NJ
19-0183102/04/2020Claimant(s): Mark Lininger
Claimant Lawyers(s): Harris Freedman
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
19-0198712/20/2019Claimant(s): David McIlroy
Claimant Lawyers(s): Susan M. Kelleher
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY

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