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FINRA Awards for Alan Sharpe

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0239107/08/2021Claimant(s): Alan Sharpe
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
20-0238905/21/2021Claimant(s): Alan Sharpe
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Moors & Cabot.
Respondent Lawyers(s): Peter Svorinic
Arbitrator(s): Jeffrey P. Petrucelly
Hearing Site: Boston, MA
20-0239004/02/2021Claimant(s): Alan Sharpe
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA

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