| 19-03215 | 11/05/2021 | Claimant(s): Barry E. Loughrane Revocable Trust
Claimant Lawyers(s): Jenice Malecki
Respondent(s): Paul Majane, Lincoln Financial Advisors Corporation, Moors & Cabot.
Respondent Lawyers(s): Eric Michaels, Robert A. Giacovas, Robert J. Harvey
Arbitrator(s): Jill Pilgrim, David Holmes, Richard H Leitman
Hearing Site: New York, NY
|  | Expungement |
| 20-02389 | 05/21/2021 | Claimant(s): Alan Sharpe
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Moors & Cabot.
Respondent Lawyers(s): Peter Svorinic
Arbitrator(s): Jeffrey P. Petrucelly
Hearing Site: Boston, MA
| | |
| 18-01725 | 04/03/2020 | Claimant(s): Peter Josten
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): LPL Financial LLC, Moors & Cabot.
Respondent Lawyers(s): George D. Sullivan, Robert A. Giacovas
Arbitrator(s): Robert E. Anderson, Suzanne M. Carter, Linda Frances Spiegel
Hearing Site: Newark, NJ
| | $0 |
| 19-00869 | 11/06/2019 | Claimant(s): Marc Wolff
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Moors & Cabot.
Respondent Lawyers(s): David L. Ward
Arbitrator(s): James Mathieu
Hearing Site: Tampa, FL
| | |
| 17-02107 | 04/11/2018 | Claimant(s): Richard Bellew
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc., Moors & Cabot.
Respondent Lawyers(s): Jeremy S. Winer, Michael C. Fee
Arbitrator(s): Mary E. Bassett
Hearing Site: Boston, MA
| | |
| 12-01966 | 07/25/2014 | Claimant(s): Wayne Johnson
Claimant Lawyers(s): Philip A. Tracy
Respondent(s): Daniel Joyce, Robert Morey, Vernon Gibson, Moors & Cabot.
Respondent Lawyers(s): David L. Ward
Arbitrator(s): John B. Kinsellagh, Michael L. Letendre, John J. Kenny
Hearing Site: Boston, MA
| | |
| 11-04672 | 07/01/2014 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Aaron Foley, Daniel Joyce, Joel Ravitz, Mark Minichiello, Moors & Cabot., Quincy Cass Associatesorporated
Respondent Lawyers(s): David L. Ward, Sylvia M. Scott, Timothy J. Perry
Arbitrator(s): Mary C. Kelleher, Stephen M. Acerra, Frank Sanclemente
Hearing Site: Boston, MA
| | |
| 10-01533 | 08/30/2011 | Claimant(s): Marla Kort, Ellen Rosenblum Trust U/A 11/30/99, Joe Rosenblum Revocable Living Trust
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Terry Metzger, Moors & Cabot.
Respondent Lawyers(s): Sam Y. Edgerton
Arbitrator(s): Daniel David Kopman, Paul Frederick Meyer, Kevin Joseph Pilon
Hearing Site: Los Angeles, CA
| | $0 |
| 09-04960 | 10/18/2010 | Claimant(s): Marc Wolff, Wolff Investment Planning
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Moors & Cabot.
Respondent Lawyers(s): David L. Ward
Arbitrator(s): Russell W. Merriman, Lawrence Zenville Rosenberg, Robert Knickerbocker
Hearing Site: Tampa, FL
| | |
| 07-00263 | 09/17/2007 | Claimant(s): Roslyn Maren
Claimant Lawyers(s): Joanne A. Schultz
Respondent(s): Moors & Cabot., Winslow, Evans & Crocker.
Respondent Lawyers(s): Peter F. Flynn, Robert N. Rapp
Arbitrator(s): Murray S. Marsh, Henry J. Beetz, Richard D. Rosenbloom
Hearing Site: Buffalo, NY
| | $0 |
