| 21-01708 | 02/03/2022 | Claimant(s): Scott Turcott
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Mark P. Harbison
Arbitrator(s): John B. Kinsellagh, Benjamin F. Breslauer, Howard Gerber
Hearing Site: Phoenix, AZ
| | |
| 13-00203 | 06/19/2015 | Claimant(s): Eloise Clawson
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Chesley Oriel, John B. Kinsellagh, Gene M. Bauer
Hearing Site: Boston, MA
|  | $0 |
| 13-01897 | 05/29/2015 | Claimant(s): Leerink Swann LLC
Claimant Lawyers(s): Peter A. Brown
Respondent(s): Scott Price
Respondent Lawyers(s): Peter R. Pendergast
Arbitrator(s): John B. Kinsellagh
Hearing Site: Boston, MA
| | |
| 13-02324 | 08/13/2014 | Claimant(s): East Boston Central Catholic School
Claimant Lawyers(s): David A. Conti
Respondent(s): Detwiler Fenton & Co., Detwiler Fenton Wealth Management Inc
Respondent Lawyers(s): Michael C. Moran
Arbitrator(s): John B. Kinsellagh
Hearing Site: Boston, MA
| | Expungement |
| 12-01966 | 07/25/2014 | Claimant(s): Wayne Johnson
Claimant Lawyers(s): Philip A. Tracy
Respondent(s): Daniel Joyce, Robert Morey, Vernon Gibson, Moors & Cabot.
Respondent Lawyers(s): David L. Ward
Arbitrator(s): John B. Kinsellagh, Michael L. Letendre, John J. Kenny
Hearing Site: Boston, MA
| | |
| 13-01198 | 05/19/2014 | Claimant(s): Estate of Ardelle M. Correa
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Charles White, Barrett & Company
Respondent Lawyers(s): David A. Conti
Arbitrator(s): John B. Kinsellagh, Stephen M. Acerra, Nancy E. Watters
Hearing Site: Boston, MA
| | $0 |
| 13-00845 | 05/01/2014 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Timothy Lazcano
Respondent Lawyers(s): Jeremy L. Bartell
Arbitrator(s): John B. Kinsellagh, Robert J. Ambrogi, Michael L. Letendre
Hearing Site: Boston, MA
| | |
| 11-03937 | 09/21/2012 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): Brian Wilder, Morgan Stanley
Respondent Lawyers(s): Michael L. Chinitz
Arbitrator(s): John B. Kinsellagh, Stephen M. Acerra, Paul A. Auerbach
Hearing Site: Boston, MA
| | |
| 11-02687 | 08/22/2012 | Claimant(s): Nancy Potter, Nancy L. Potter IRA, Donna M. Wilson,Trustee Potter Family
Claimant Lawyers(s): Bradley A. Singer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Chesley Oriel, John B. Kinsellagh, Susan E. Maloney
Hearing Site: Boston, MA
| | $50,000 |
| 11-04012 | 07/31/2012 | Claimant(s): Laila Assouassi
Claimant Lawyers(s): Laila Assouassi
Respondent(s): Trade Monster
Respondent Lawyers(s): Michael Albino
Arbitrator(s): John B. Kinsellagh
Hearing Site: Boston, MA
| | $0 |
