| 12-03270 | 11/25/2015 | Claimant(s): Leona Tigar, Michael Tigar, Tigar Refrigeration Co..
Claimant Lawyers(s): Stephen Wald
Respondent(s): UBS Financial Services Inc., UBS Global Asset Management (US) Inc.
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Chesley Oriel, Colette Manoil, Thomas C. Tretter
Hearing Site: Boston, MA
|  | $0 |
| 13-00203 | 06/19/2015 | Claimant(s): Eloise Clawson
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Chesley Oriel, John B. Kinsellagh, Gene M. Bauer
Hearing Site: Boston, MA
| | $0 |
| 13-02842 | 10/28/2014 | Claimant(s): Alaa Elhamrawy
Claimant Lawyers(s): Alaa Elhamrawy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Chesley Oriel, Zenon Charles Tencza, Evalyn Lipton Fishbein
Hearing Site: Boston, MA
| | $0 |
| 13-00772 | 07/24/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): David W. Robinson
Respondent(s): Elissa Ward, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer A. Ermilio, Julia Green Sewruk
Arbitrator(s): Chesley Oriel
Hearing Site: Boston, MA
| | |
| 11-04150 | 09/19/2012 | Claimant(s): Frederick Blanchard
Claimant Lawyers(s): John T. Martin
Respondent(s): Bostonia Global Securities
Respondent Lawyers(s): Joseph P. Lombardo
Arbitrator(s): Chesley Oriel, Dennis M. Cronin, Susan E. Maloney
Hearing Site: Boston, MA
| | |
| 11-02687 | 08/22/2012 | Claimant(s): Nancy Potter, Nancy L. Potter IRA, Donna M. Wilson,Trustee Potter Family
Claimant Lawyers(s): Bradley A. Singer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Chesley Oriel, John B. Kinsellagh, Susan E. Maloney
Hearing Site: Boston, MA
| | $50,000 |
| 09-05786 | 10/13/2011 | Claimant(s): Harley Kaplan, Beta Industries.
Claimant Lawyers(s): Chesley Oriel
Respondent(s): Timothy Shanahan, Compass Capital Corporation, Compass Securities Corporation
Respondent Lawyers(s): David A. Conti
Arbitrator(s): Joan Stearns Johnsen, William I. Carmen, Zenon Charles Tencza
Hearing Site: Boston, MA
| | |
| 10-03549 | 07/13/2011 | Claimant(s): Deutsche Bank Securities.
Claimant Lawyers(s): Andrew T. Solomon
Respondent(s): Martin Joyce
Respondent Lawyers(s): Megan E. Perrotta
Arbitrator(s): Chesley Oriel, William S. Tagerman, Nickolas F. Monteforte
Hearing Site: Boston, MA
| | |
| 09-03884 | 08/03/2010 | Claimant(s): TD Ameritrade.
Claimant Lawyers(s): James Vihstadt
Respondent(s): Nancy Frain, William Frain
Respondent Lawyers(s): William F. Frain
Arbitrator(s): Chesley Oriel
Hearing Site: Boston, MA
| | $0 |
| 08-03497 | 03/18/2009 | Claimant(s): Kevin Kloski
Claimant Lawyers(s): Kevin M. Kloski
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Christin Choi
Arbitrator(s): Chesley Oriel
Hearing Site: Hartford, CT
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