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FINRA Awards for James Vihstadt

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0110810/08/2018Claimant(s): Mary Whalen
Claimant Lawyers(s): Tyler Korn
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James Vihstadt
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
Checkmark Icon$0
09-0388408/03/2010Claimant(s): TD Ameritrade.
Claimant Lawyers(s): James Vihstadt
Respondent(s): Nancy Frain, William Frain
Respondent Lawyers(s): William F. Frain
Arbitrator(s): Chesley Oriel
Hearing Site: Boston, MA
Checkmark Icon$0
08-0178412/02/2008Claimant(s): Mark Blau
Claimant Lawyers(s): Mark Blau
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James Vihstadt
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
Checkmark Icon$0
08-0120210/07/2008Claimant(s): Patricia A. Goundry, Robert J. Goundry
Claimant Lawyers(s): Patricia Goundry, Robert Goundry
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James Vihstadt
Arbitrator(s): Philip B. Whitaker
Hearing Site: Albuquerque, NM
Checkmark Icon$1,000

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