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FINRA Awards for William F. Frain

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0388408/03/2010Claimant(s): TD Ameritrade.
Claimant Lawyers(s): James Vihstadt
Respondent(s): Nancy Frain, William Frain
Respondent Lawyers(s): William F. Frain
Arbitrator(s): Chesley Oriel
Hearing Site: Boston, MA
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