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FINRA Awards for William S. Tagerman

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0146803/29/2017Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): V. Justin Arpey
Respondent(s): Matthew Grady
Respondent Lawyers(s): Matthew Grady
Arbitrator(s): William S. Tagerman, Colette Manoil, B. John Dill
Hearing Site: Boston, MA
10-0354907/13/2011Claimant(s): Deutsche Bank Securities.
Claimant Lawyers(s): Andrew T. Solomon
Respondent(s): Martin Joyce
Respondent Lawyers(s): Megan E. Perrotta
Arbitrator(s): Chesley Oriel, William S. Tagerman, Nickolas F. Monteforte
Hearing Site: Boston, MA
09-0105701/18/2011Claimant(s): Robert Micley, IRA, The Williamstown Anesthesia MPP Plan CH, The Williamstown Anesthesia MPP Plan DM, The Williamstown Anesthesia MPP Plan RM
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Bonnie Sachs, David Boutin, David Kaplan, Ralph Worthington, Robert Maley, Gilford Securities Incorporated
Respondent Lawyers(s): Thomas E. Chase
Arbitrator(s): William S. Tagerman, Deborah B. Haskell, Irene Scharf
Hearing Site: Boston, MA
Checkmark IconStipulated Award and Expungement
05-0639309/19/2007Claimant(s): Ernest S. Matthews
Claimant Lawyers(s): Christopher M. Pilkerton
Respondent(s): John Lowe, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): William S. Tagerman, Arnold M. Marrow, Michael Jay Rich
Hearing Site: Boston, MA
Checkmark Icon$0
06-0448708/10/2007Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Jeffrey D. Hedlund
Respondent(s): David Bellinger
Respondent Lawyers(s): Jeffrey R. Martin
Arbitrator(s): William S. Tagerman, Stephen Z. Frank, Susan Lauder Stewart
Hearing Site: Boston, MA

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