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FINRA Awards for Susan Lauder Stewart

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0194210/21/2015Claimant(s): Alaa Elhamrawy
Claimant Lawyers(s): Alaa Elhamrawy
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Tom L. Peterson, Arnold M. Marrow, Susan Lauder Stewart
Hearing Site: Boston, MA
Checkmark Icon$0
09-0527011/04/2010Claimant(s): Anil Chawla
Claimant Lawyers(s): Anil K. Chawla
Respondent(s): Carol Ring, Gregg Libutti, Valic Financial Advisors.
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Robert J. Ambrogi, Nickolas F. Monteforte, Susan Lauder Stewart
Hearing Site: Boston, MA
Checkmark Icon$0
06-0448708/10/2007Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Jeffrey D. Hedlund
Respondent(s): David Bellinger
Respondent Lawyers(s): Jeffrey R. Martin
Arbitrator(s): William S. Tagerman, Stephen Z. Frank, Susan Lauder Stewart
Hearing Site: Boston, MA

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