| 14-01942 | 10/21/2015 | Claimant(s): Alaa Elhamrawy
Claimant Lawyers(s): Alaa Elhamrawy
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Tom L. Peterson, Arnold M. Marrow, Susan Lauder Stewart
Hearing Site: Boston, MA
|  | $0 |
| 14-00831 | 07/27/2015 | Claimant(s): Brian Fitzgerald
Claimant Lawyers(s): Frank N. Gaeta
Respondent(s): Curian Capital, Curian Clearing
Respondent Lawyers(s): Barry Temkin
Arbitrator(s): Howard M. Miller, Arnold M. Marrow, Xiomara Corral
Hearing Site: Boston, MA
| | |
| 13-00034 | 11/06/2013 | Claimant(s): James Shannon
Claimant Lawyers(s): Richard M. Gelb
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Robert Volk, Arthur J. Giacomarra, Arnold M. Marrow
Hearing Site: Boston, MA
| | $300 |
| 10-04834 | 07/05/2012 | Claimant(s): Tushar Patel
Claimant Lawyers(s): Elisa M. Pollard
Respondent(s): optionsXpress.
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Arnold M. Marrow, Evalyn Lipton Fishbein, Christine R. Fitzgerald
Hearing Site: Providence, RI
| | $0 |
| 09-06212 | 06/17/2011 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Jason Peroni
Respondent Lawyers(s): Jason M Peroni
Arbitrator(s): Arnold M. Marrow, Sandor I. Rabkin, Jane Venckus Zirlis
Hearing Site: Manchester, NH
| | |
| 08-00487 | 10/23/2008 | Claimant(s): Mark Christofaro
Claimant Lawyers(s): Pamela E. Berman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Dennis C. Cronin, Michael P. Anciello, Arnold M. Marrow
Hearing Site: Providence, RI
| | $0 |
| 05-06393 | 09/19/2007 | Claimant(s): Ernest S. Matthews
Claimant Lawyers(s): Christopher M. Pilkerton
Respondent(s): John Lowe, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): William S. Tagerman, Arnold M. Marrow, Michael Jay Rich
Hearing Site: Boston, MA
| | $0 |
