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FINRA Awards for Curian Clearing

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0083107/27/2015Claimant(s): Brian Fitzgerald
Claimant Lawyers(s): Frank N. Gaeta
Respondent(s): Curian Capital, Curian Clearing
Respondent Lawyers(s): Barry Temkin
Arbitrator(s): Howard M. Miller, Arnold M. Marrow, Xiomara Corral
Hearing Site: Boston, MA

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