| 22-01989 | 08/03/2023 | Claimant(s): Tastyworks.
Claimant Lawyers(s): Thomas G. Haskins
Respondent(s): Tin Tran
Respondent Lawyers(s): Tin Tran
Arbitrator(s): Arthur J. Giacomarra, Michael Jay Rich, Frank Sanclemente
Hearing Site: Boston, MA
|  | $204,742 |
| 17-02039 | 05/17/2018 | Claimant(s): William Kelly
Claimant Lawyers(s): David Freniere
Respondent(s): Voya Financial Partners
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): James R. Collins, Michael Jay Rich, Paul A. Auerbach
Hearing Site: Boston, MA
| | |
| 11-01882 | 01/18/2013 | Claimant(s): Thomas Burger, Hamilton Financial. dba The Hamilto
Claimant Lawyers(s): Michael Unger
Respondent(s): Laura Peeke
Respondent Lawyers(s): Michael G. Donovan
Arbitrator(s): James A. Wills, Zenon Charles Tencza, Michael Jay Rich
Hearing Site: Boston, MA
| | |
| 08-04177 | 12/15/2009 | Claimant(s): Henry Bendikian and Sheila Bendikian
Claimant Lawyers(s): Philip M. Giordano
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Jason M. Fedo
Arbitrator(s): June Y. Kilmarx, John Joseph Cotter, Michael Jay Rich
Hearing Site: Boston, MA
| | $0 |
| 08-02408 | 07/14/2009 | Claimant(s): D. Bartell
Claimant Lawyers(s): David E. Robbins
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kelly J. Moynihan
Arbitrator(s): Peter L. Curry, Susan E. Maloney, Michael Jay Rich
Hearing Site: Boston, MA
| | $0 |
| 05-06393 | 09/19/2007 | Claimant(s): Ernest S. Matthews
Claimant Lawyers(s): Christopher M. Pilkerton
Respondent(s): John Lowe, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): William S. Tagerman, Arnold M. Marrow, Michael Jay Rich
Hearing Site: Boston, MA
| | $0 |
