| 22-01989 | 08/03/2023 | Claimant(s): Tastyworks.
Claimant Lawyers(s): Thomas G. Haskins
Respondent(s): Tin Tran
Respondent Lawyers(s): Tin Tran
Arbitrator(s): Arthur J. Giacomarra, Michael Jay Rich, Frank Sanclemente
Hearing Site: Boston, MA
|  | $204,742 |
| 19-02012 | 07/18/2023 | Claimant(s): Mai Y. Hanlon Revocable Trust
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kuan Huang
Arbitrator(s): William A. Barrett, Michael P. Breton, Frank Sanclemente
Hearing Site: Boston, MA
| | $0 |
| 20-00622 | 04/12/2022 | Claimant(s): Joseph Denicola
Claimant Lawyers(s): Steven N. Fuller
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Robin H. Rome
Arbitrator(s): B. John Dill, Frank Sanclemente, George Weston Mann
Hearing Site: Boston, MA
| | |
| 18-01216 | 10/03/2019 | Claimant(s): Peter Weiner
Claimant Lawyers(s): Michael J. Tuteur
Respondent(s): State Street Global Markets
Respondent Lawyers(s): Morgan C. Nighan
Arbitrator(s): William A. Barrett, Frank Sanclemente, Dennis E. Nelson
Hearing Site: Boston, MA
| | |
| 18-02771 | 01/18/2019 | Claimant(s): Eric Burt
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Patrick W. McKeon, Paul Peter Nicolai, Frank Sanclemente
Hearing Site: Boston, MA
| | |
| 18-00235 | 01/17/2019 | Claimant(s): Christopher Stoddard
Claimant Lawyers(s): Stephen Z. Frank
Respondent(s): Alphonse Lucibello, Wells Fargo Clearing Services
Respondent Lawyers(s): Kip A. Nesmith
Arbitrator(s): Stephen M. Acerra, Ericka B. Gray, Frank Sanclemente
Hearing Site: Boston, MA
| | |
| 17-02512 | 07/09/2018 | Claimant(s): Dustin Aiguier
Claimant Lawyers(s): Michael Bessette
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Brandon J. Brigham
Arbitrator(s): Frank Sanclemente
Hearing Site: Boston, MA
| | |
| 17-00159 | 11/07/2017 | Claimant(s): Michael Labrie
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Henry Lesburt, Jeannine Lesburt
Respondent Lawyers(s): Henry P. Lesburt
Arbitrator(s): Ronald L. Cheney, Frank Sanclemente, Merriann Panarella
Hearing Site: Boston, MA
| | Expungement |
| 16-00135 | 06/15/2017 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): V. Justin Arpey
Respondent(s): Daniel Caso
Respondent Lawyers(s): AiVi Nguyen
Arbitrator(s): Edward Joseph Boudreau, Frank Sanclemente, Mary E. Bassett
Hearing Site: Boston, MA
| | |
| 16-01134 | 11/01/2016 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Kay Oskvig
Respondent(s): Russell Sadler
Respondent Lawyers(s): Russell Leo Sadler
Arbitrator(s): Frank Sanclemente
Hearing Site: Boston, MA
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