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FINRA Awards for AiVi Nguyen

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0013506/15/2017Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): V. Justin Arpey
Respondent(s): Daniel Caso
Respondent Lawyers(s): AiVi Nguyen
Arbitrator(s): Edward Joseph Boudreau, Frank Sanclemente, Mary E. Bassett
Hearing Site: Boston, MA

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