| 23-01270 | 11/08/2024 | Claimant(s): Douglas Muhlbauer, The Harbor Group of New York., The Harbor Group of South Florida., Harbor Group of South Florida. 401k, Harbor Group of South Florida. Cash, The Harbor Group of New York Inc. 401(K), The Harbor Group of New York. Cash, American Endowment Foundation FBO
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): V. Justin Arpey
Arbitrator(s): Allen Robin, Carl Henry Perdue, Richard Gendler
Hearing Site: Boca Raton, FL
|  | $2,348,860 |
| 21-00567 | 02/28/2023 | Claimant(s): Truist Investment Services.
Claimant Lawyers(s): V. Justin Arpey
Respondent(s): James Goolsby
Respondent Lawyers(s): James Hobart Goosby
Arbitrator(s): Chandler R. Bridges, William Travis McKinney, Margaret F Roth
Hearing Site: Atlanta, GA
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| 16-00135 | 06/15/2017 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): V. Justin Arpey
Respondent(s): Daniel Caso
Respondent Lawyers(s): AiVi Nguyen
Arbitrator(s): Edward Joseph Boudreau, Frank Sanclemente, Mary E. Bassett
Hearing Site: Boston, MA
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| 16-00114 | 06/14/2017 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): V. Justin Arpey
Respondent(s): Marc Karetsky
Respondent Lawyers(s): Michael Mui
Arbitrator(s): David I. Goldblatt, Lisa Lograno, Phil-Elleana Maria Ficklin
Hearing Site: New York, NY
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| 15-01468 | 03/29/2017 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): V. Justin Arpey
Respondent(s): Matthew Grady
Respondent Lawyers(s): Matthew Grady
Arbitrator(s): William S. Tagerman, Colette Manoil, B. John Dill
Hearing Site: Boston, MA
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| 14-03554 | 06/01/2015 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): V. Justin Arpey
Respondent(s): Gerhard Van Arkel
Respondent Lawyers(s): Gerhard Thomas Van Arkel
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Philadelphia, PA
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