Potomac Analytics' Logo

FINRA Awards for Phil-Elleana Maria Ficklin

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0411206/08/2022Claimant(s): The Steven Sherb Irrevocable Trust
Claimant Lawyers(s): Ted Poretz
Respondent(s): Hightower Advisors
Respondent Lawyers(s): Patrick M. Smith
Arbitrator(s): Lise Gabrielle Hunter, Hammed Adeniyi, Phil-Elleana Maria Ficklin
Hearing Site: New York, NY
Checkmark Icon$0
16-0011406/14/2017Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): V. Justin Arpey
Respondent(s): Marc Karetsky
Respondent Lawyers(s): Michael Mui
Arbitrator(s): David I. Goldblatt, Lisa Lograno, Phil-Elleana Maria Ficklin
Hearing Site: New York, NY

2 Results

Display: