| 17-01634 | 01/08/2019 | Claimant(s): Daniel Weil
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Stacey Lavender-Mayers, Trevor Saliba, NMS Capital Advisors., NMS Capital Securities
Respondent Lawyers(s): Robert C. Harris
Arbitrator(s): Colette Manoil, Paul Gregory Smith, Arthur Thomas Carr
Hearing Site: Boston, MA
| | |
| 16-03134 | 01/23/2018 | Claimant(s): Cheryle Brady
Claimant Lawyers(s): Peter M. Bizinkauskas
Respondent(s): Brian Noyes, Ameriprise Financial Services.
Respondent Lawyers(s): Michael S. Taaffe
Arbitrator(s): Colette Manoil, Benjamin Willard Beck, David Summer
Hearing Site: Boston, MA
| | |
| 16-00969 | 11/27/2017 | Claimant(s): John Mixon
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): Colette Manoil
Hearing Site: Boston, MA
|  | Expungement |
| 16-03096 | 08/22/2017 | Claimant(s): Stephen Dellelo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities, Next Financial Group.
Respondent Lawyers(s): Eunice Jordan, John T. Unger
Arbitrator(s): Colette Manoil
Hearing Site: Boston, MA
| | |
| 15-01468 | 03/29/2017 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): V. Justin Arpey
Respondent(s): Matthew Grady
Respondent Lawyers(s): Matthew Grady
Arbitrator(s): William S. Tagerman, Colette Manoil, B. John Dill
Hearing Site: Boston, MA
| | |
| 15-00385 | 12/18/2015 | Claimant(s): Kevin Sullivan
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Kevin Kelly, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Colette Manoil
Hearing Site: Boston, MA
| | |
| 12-03270 | 11/25/2015 | Claimant(s): Leona Tigar, Michael Tigar, Tigar Refrigeration Co..
Claimant Lawyers(s): Stephen Wald
Respondent(s): UBS Financial Services Inc., UBS Global Asset Management (US) Inc.
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Chesley Oriel, Colette Manoil, Thomas C. Tretter
Hearing Site: Boston, MA
| | $0 |
| 14-03809 | 10/23/2015 | Claimant(s): Sylvia Keyes, Sylvia Keyes IRA Rollover Account, TTEE
Claimant Lawyers(s): Peter M. Bizinkauskas
Respondent(s): David Messaline, RBC Capital Markets LLC
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): Colette Manoil, Dennis M. Cronin, James R. Collins
Hearing Site: Boston, MA
| | $175,425 |
| 11-03819 | 03/04/2013 | Claimant(s): Margaret Tomkiewicz, Estate of Walter J. Tomkiewicz, Walter J. Tomkiewicz Trust
Claimant Lawyers(s): Gary S. Matsko
Respondent(s): Jon Piwowarczyk
Respondent Lawyers(s): Jon Edward Piwowarczyk
Arbitrator(s): Colette Manoil, B. J. Krintzman, Gene M. Bauer
Hearing Site: Boston, MA
| | $445,861 |
| 11-04588 | 05/30/2012 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): David S. Markun
Respondent(s): Francis Lemieux
Respondent Lawyers(s): Francis Ephraim Lemieux
Arbitrator(s): Colette Manoil
Hearing Site: Boston, MA
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