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FINRA Awards for Kevin Kelly

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0038512/18/2015Claimant(s): Kevin Sullivan
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Kevin Kelly, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Colette Manoil
Hearing Site: Boston, MA
10-0484511/25/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Archie Capinguian
Respondent(s): Kevin Kelly
Respondent Lawyers(s): Maureen S. Binetti
Arbitrator(s): David I. Goldblatt
Hearing Site: Newark, NJ

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