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FINRA Awards for Kevin Sullivan

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0292705/12/2021Claimant(s): Douglas Evans, Hickory Capital
Claimant Lawyers(s): Douglas Evans
Respondent(s): Kevin Sullivan, GWFS Equities.
Respondent Lawyers(s): Michael R. Greco, Timothy J. Perry
Arbitrator(s): Joan Marie Chiusano, Paul Allan Massaro, Lisa Diane Love
Hearing Site: Jersey City, NJ
17-0302007/30/2018Claimant(s): Kevin Sullivan
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Robert Titus
Hearing Site: Hartford, CT
15-0038512/18/2015Claimant(s): Kevin Sullivan
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Kevin Kelly, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Colette Manoil
Hearing Site: Boston, MA
13-0001809/12/2013Claimant(s): Kevin Sullivan
Claimant Lawyers(s): Robert Nelson
Respondent(s): Douglas Evans, Stalwart Capital
Respondent Lawyers(s): Douglas Craig Evans
Arbitrator(s): B. J. Krintzman
Hearing Site: Boston, MA

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