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FINRA Awards for GWFS Equities.

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0111807/08/2021Claimant(s): Jose Delgado
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): GWFS Equities.
Respondent Lawyers(s): Ryan Baker
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
Checkmark Icon$0
19-0292705/12/2021Claimant(s): Douglas Evans, Hickory Capital
Claimant Lawyers(s): Douglas Evans
Respondent(s): Kevin Sullivan, GWFS Equities.
Respondent Lawyers(s): Michael R. Greco, Timothy J. Perry
Arbitrator(s): Joan Marie Chiusano, Paul Allan Massaro, Lisa Diane Love
Hearing Site: Jersey City, NJ
20-0154102/24/2021Claimant(s): Francis Hayden
Claimant Lawyers(s): Gregory L. Smith
Respondent(s): GWFS Equities.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Jim Geiger
Hearing Site: Louisville, KY
Checkmark Icon$300
19-0033401/31/2020Claimant(s): Edward Mathews
Claimant Lawyers(s): John A. Mangones
Respondent(s): GWFS Equities.
Respondent Lawyers(s): Michael R. Greco
Arbitrator(s): Peter J. Dale, Gerard S. Marsan, Robert N. Jones
Hearing Site: Boston, MA
17-0125206/05/2018Claimant(s): John Borne
Claimant Lawyers(s): Israel Klein
Respondent(s): GWFS Equities.
Respondent Lawyers(s): Holly Stein Sollod
Arbitrator(s): Patricia M. Bottoms, Leonard Arthur Nelson, Leonard M. Goldstein
Hearing Site: Denver, CO
13-0264409/09/2015Claimant(s): Matthew Cason
Claimant Lawyers(s): Marc A. Susswein
Respondent(s): GWFS Equities.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): D. Bruce Shine, William T. Bowen, Leigh Ann Roberts
Hearing Site: Nashville, TN
11-0201805/10/2012Claimant(s): Charles Echemuna
Claimant Lawyers(s): Charles Echeumuna
Respondent(s): GWFS Equities.
Respondent Lawyers(s): Robert M. Little
Arbitrator(s): Peter Ordower, Jeffrey W. Finke, Robert J. Larson
Hearing Site: Chicago, IL

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