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FINRA Awards for Gregory L. Smith

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0154102/24/2021Claimant(s): Francis Hayden
Claimant Lawyers(s): Gregory L. Smith
Respondent(s): GWFS Equities.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Jim Geiger
Hearing Site: Louisville, KY
Checkmark Icon$300
17-0217109/27/2018Claimant(s): Evan Anish
Claimant Lawyers(s): Evan Sean Anish
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Gregory L. Smith
Arbitrator(s): Tina Scott Polsky, Sydney E. Blum, Robert G. Geeseman
Hearing Site: Boca Raton, FL
14-0339906/15/2015Claimant(s): Bradley Reifler
Claimant Lawyers(s): Gregory L. Smith
Respondent(s): Pali Capital.
Respondent Lawyers(s): Daniel J. Reiser
Arbitrator(s): Mary Lou McGanney
Hearing Site: New York, NY
14-0321505/13/2015Claimant(s): David Wasitowski
Claimant Lawyers(s): Gregory L. Smith
Respondent(s): Pali Capital.
Respondent Lawyers(s): Yann Geron
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY

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