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FINRA Awards for Pali Capital.

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0339906/15/2015Claimant(s): Bradley Reifler
Claimant Lawyers(s): Gregory L. Smith
Respondent(s): Pali Capital.
Respondent Lawyers(s): Daniel J. Reiser
Arbitrator(s): Mary Lou McGanney
Hearing Site: New York, NY
14-0321505/13/2015Claimant(s): David Wasitowski
Claimant Lawyers(s): Gregory L. Smith
Respondent(s): Pali Capital.
Respondent Lawyers(s): Yann Geron
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
09-0489202/11/2010Claimant(s): Xiqiang Li
Claimant Lawyers(s): Angelo D. Tartaro
Respondent(s): Pali Capital.
Respondent Lawyers(s): Mitchell Baruchowitz
Arbitrator(s): Martin Mushkin
Hearing Site: New York, NY

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