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FINRA Awards for Leigh Ann Roberts

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0301011/10/2015Claimant(s): David Crick
Claimant Lawyers(s): H. Naill Falls
Respondent(s): Anastasios Belesis, John Thomas Financial
Respondent Lawyers(s): Anthony C. Varbero, Maria Cummings
Arbitrator(s): Lita S Menkin, Arthur L. Tepper, Leigh Ann Roberts
Hearing Site: Nashville, TN
Checkmark Icon$2,417,500
13-0264409/09/2015Claimant(s): Matthew Cason
Claimant Lawyers(s): Marc A. Susswein
Respondent(s): GWFS Equities.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): D. Bruce Shine, William T. Bowen, Leigh Ann Roberts
Hearing Site: Nashville, TN
11-0456907/09/2013Claimant(s): Allen Silk, Mary Silk, Allen B. Silk, IRA, SEP, Mary E. Silk SEP, Mary E. Silk
Claimant Lawyers(s): Frank "Kim" Breese
Respondent(s): Gary Spooner, Securities Service Network.
Respondent Lawyers(s): Gary Lee Spooner, Ryan R. Baker
Arbitrator(s): Earle J. Schwarz, Kenneth W. Shelley, Leigh Ann Roberts
Hearing Site: Jackson, MS
Checkmark Icon$308,656

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