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FINRA Awards for Kenneth W. Shelley

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0015905/23/2014Claimant(s): Jessica Clarke, IRA
Claimant Lawyers(s): Joseph Peiffer
Respondent(s): Fred Brister III, Hilary Zimmerman, Morgan Stanley, Morgan Stanley & Co., Steven Wyatt
Respondent Lawyers(s): George C. Freeman, Joseph C. Coates
Arbitrator(s): Gloria J Liddell, Fred M. Ridolphi, Kenneth W. Shelley
Hearing Site: Jackson, MS
Checkmark Icon$150,600
11-0456907/09/2013Claimant(s): Allen Silk, Mary Silk, Allen B. Silk, IRA, SEP, Mary E. Silk SEP, Mary E. Silk
Claimant Lawyers(s): Frank "Kim" Breese
Respondent(s): Gary Spooner, Securities Service Network.
Respondent Lawyers(s): Gary Lee Spooner, Ryan R. Baker
Arbitrator(s): Earle J. Schwarz, Kenneth W. Shelley, Leigh Ann Roberts
Hearing Site: Jackson, MS
Checkmark Icon$308,656

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