14-00904 | 03/11/2015 | Claimant(s): Antoinette Wilkerson, Bruce Wilkerson, Wilkerson Family Education Trust Claimant Lawyers(s): Adam J. Weinstein Respondent(s): Resource Horizons Group LLC Respondent Lawyers(s): Kelly S. Miller Arbitrator(s): Fred M. Ridolphi, Lita S Menkin, A.J. Seier Hearing Site: Nashville, TN
| | $2,623,000 |
12-00159 | 05/23/2014 | Claimant(s): Jessica Clarke, IRA Claimant Lawyers(s): Joseph Peiffer Respondent(s): Fred Brister III, Hilary Zimmerman, Morgan Stanley, Morgan Stanley & Co., Steven Wyatt Respondent Lawyers(s): George C. Freeman, Joseph C. Coates Arbitrator(s): Gloria J Liddell, Fred M. Ridolphi, Kenneth W. Shelley Hearing Site: Jackson, MS
| | $150,600 |
11-02535 | 08/27/2012 | Claimant(s): George W Hussey Claimant Lawyers(s): David Young Parker Respondent(s): TD Ameritrade. Respondent Lawyers(s): Neil Baritz Arbitrator(s): Bill Swinford, Fred M. Ridolphi, Neil Harvey Smith Hearing Site: Nashville, TN
| | $0 |
08-04948 | 03/30/2010 | Claimant(s): The Westervelt Company Claimant Lawyers(s): Peter R. Sonderby Respondent(s): Banc of America Securities LLC Respondent Lawyers(s): Jonathan Rosenberg Arbitrator(s): Kendall P. Hill, Fred M. Ridolphi, M. Bruce Adelberg Hearing Site: Birmingham, AL
| | $6,025,000 |
08-03050 | 10/23/2009 | Claimant(s): Roger St. Onge and Barbara St. Onge Claimant Lawyers(s): Steven T. Shults Respondent(s): Harold Grubbs, Financial Management. Respondent Lawyers(s): Joshua P. Henry Arbitrator(s): Fred M. Ridolphi, John A. Davis, Ronald R. Wilhelm Hearing Site: Little Rock, AR
| | $70,000 |
08-04626 | 06/02/2009 | Claimant(s): Brenda Hadjigeorgalis, IRA, Michael Hadjigeorgalis, Michael and Brenda Hadjigeorgalis Claimant Lawyers(s): Antonios Hadjigeorgalis Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): John O. Lukanski Arbitrator(s): Fred M. Ridolphi Hearing Site: Nashville, TN
| | $5,342 |
09-02300 | 05/14/2009 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Ed Magarian Respondent(s): Kevyn Robinson Respondent Lawyers(s): Kevyn R. Robinson Arbitrator(s): David N. Burn, Fred M. Ridolphi, Patricia Best Vital Hearing Site: Memphis, TN
| | |
07-02871 | 10/15/2008 | Claimant(s): Thomas Ferencak Claimant Lawyers(s): David L. McGee Respondent(s): Joseph Ciliberti, Scottrade. Respondent Lawyers(s): Joel E. Davidson Arbitrator(s): Fred M. Ridolphi, Charles A. Bosworth, Alton B. Lewis Hearing Site: New Orleans, LA
| | Stipulated Award and Expungement |
06-02577 | 06/30/2008 | Claimant(s): David Hester Claimant Lawyers(s): David Hester Respondent(s): Kenneth Houston, American General Equity Services Corp., PFS Investments., Estate of Kenneth Ray Houston, Sr. Respondent Lawyers(s): Jeffrey W. Willis, John N. Bolus, Rik S Tozzi Arbitrator(s): Fred M. Ridolphi, Earle Park Kelley, Todd Edward Phillips Hearing Site: Birmingham, AL
| | $0 |