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FINRA Awards for American General Equity Services Corp.

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0082312/14/2022Claimant(s): Anthony Cosey
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): American General Equity Services Corp., Securities Service Network, Silver Oak Securitiesorporated
Respondent Lawyers(s): Doug Baxley, Jennifer R. Cox, Michael S. Cargnel
Arbitrator(s): Harvey R. Linder
Hearing Site: Nashville, TN
12-0170205/30/2014Claimant(s): Robert Pritsker
Claimant Lawyers(s): Robert Pritsker
Respondent(s): American General Equity Services Corp., Manor House Capital LLC
Respondent Lawyers(s): Joseph Dever, Michael A. Valerio
Arbitrator(s): Richard W. Vallario, Peter P. Skomorowsky, R. Peyton Gibson
Hearing Site: New York, NY
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06-0257706/30/2008Claimant(s): David Hester
Claimant Lawyers(s): David Hester
Respondent(s): Kenneth Houston, American General Equity Services Corp., PFS Investments., Estate of Kenneth Ray Houston, Sr.
Respondent Lawyers(s): Jeffrey W. Willis, John N. Bolus, Rik S Tozzi
Arbitrator(s): Fred M. Ridolphi, Earle Park Kelley, Todd Edward Phillips
Hearing Site: Birmingham, AL
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