| 09-00175 | 11/01/2010 | Claimant(s): James Fellus
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Sterne, Agee & Leach.
Respondent Lawyers(s): Latanishia D. Watters
Arbitrator(s): James Francis Donovan, Todd Edward Phillips, J. Wesley Romine
Hearing Site: Birmingham, AL
| | |
| 08-03530 | 01/28/2010 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Thomas Barnett
Respondent(s): John Wilfong
Respondent Lawyers(s): R. Layne Holley
Arbitrator(s): J. Maxwell Williams, Patricia Best Vital, Todd Edward Phillips
Hearing Site: Memphis, TN
| | |
| 09-00270 | 11/09/2009 | Claimant(s): Jack Olin Robeson Contributory IRA
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Cara L. Meredith
Arbitrator(s): Mark A. Myers, Patricia Best Vital, Todd Edward Phillips
Hearing Site: Memphis, TN
|  | $0 |
| 08-00180 | 07/10/2009 | Claimant(s): Canale Funeral Directors.
Claimant Lawyers(s): Tucker Veach
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): M. Ruthie Hagan
Arbitrator(s): Linda Cox Allen, Ellen J. Abrams, Todd Edward Phillips
Hearing Site: Memphis, TN
| | $600 |
| 06-02577 | 06/30/2008 | Claimant(s): David Hester
Claimant Lawyers(s): David Hester
Respondent(s): Kenneth Houston, American General Equity Services Corp., PFS Investments., Estate of Kenneth Ray Houston, Sr.
Respondent Lawyers(s): Jeffrey W. Willis, John N. Bolus, Rik S Tozzi
Arbitrator(s): Fred M. Ridolphi, Earle Park Kelley, Todd Edward Phillips
Hearing Site: Birmingham, AL
| | $0 |
| 08-00100 | 05/06/2008 | Claimant(s): NBC Securities.
Claimant Lawyers(s): John P. Scott
Respondent(s): Melanie Purvis, William McAleer, McAleer Asset Management
Respondent Lawyers(s): J. Casey Pipes
Arbitrator(s): Perry Lee Taylor, Todd Edward Phillips, Laree Payne Kennedy
Hearing Site: Birmingham, AL
| | |
| 07-01361 | 04/15/2008 | Claimant(s): Sheila Segrest, Sheila Segrest as next friend of Anna Br
Claimant Lawyers(s): Leah O. Taylor
Respondent(s): Ann Holman, Maxine Chappell, Raymond James Financial Services., Raymond, James & Associates., AIG SunAmerica Life Assurance Co., Chappell & Holman Financial Advisors, In
Respondent Lawyers(s): Bruce W. Barnes, Joseph L. Larrinaga
Arbitrator(s): Lita S Menkin, Todd Edward Phillips, Daniel T. Hull
Hearing Site: Birmingham, AL
| | $36,917 |
