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FINRA Awards for Linda Cox Allen

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0262407/01/2024Claimant(s): Sheree Gaines-Lawrence
Claimant Lawyers(s): Sheree Gaines-Lawrence
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Linda A. Allen, Theresa Joan Rosenberg, Arlene Simon Backman
Hearing Site: Charlotte, NC
09-0060512/22/2009Claimant(s): Christopher Moore
Claimant Lawyers(s): Scott T. Beall
Respondent(s): Saxony Securities.
Respondent Lawyers(s): Donald J. Mehan
Arbitrator(s): Linda Cox Allen, Patricia Best Vital, Wilburn E. Layman
Hearing Site: Memphis, TN
Checkmark Icon$61,848
08-0018007/10/2009Claimant(s): Canale Funeral Directors.
Claimant Lawyers(s): Tucker Veach
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): M. Ruthie Hagan
Arbitrator(s): Linda Cox Allen, Ellen J. Abrams, Todd Edward Phillips
Hearing Site: Memphis, TN
Checkmark Icon$600

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