Potomac Analytics' Logo

FINRA Awards for Saxony Securities.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0297407/27/2021Claimant(s): Norman Eccarius
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Saxony Securities.
Respondent Lawyers(s): Ryan C. Klump
Arbitrator(s): Julius Z. Frager
Hearing Site: St. Louis, MO
09-0060512/22/2009Claimant(s): Christopher Moore
Claimant Lawyers(s): Scott T. Beall
Respondent(s): Saxony Securities.
Respondent Lawyers(s): Donald J. Mehan
Arbitrator(s): Linda Cox Allen, Patricia Best Vital, Wilburn E. Layman
Hearing Site: Memphis, TN
Checkmark Icon$61,848
08-0368212/15/2009Claimant(s): Saxony Securities.
Claimant Lawyers(s): Christopher T. O'Connor
Respondent(s): Craig Langweiler
Respondent Lawyers(s): Craig G. Langweiler
Arbitrator(s): Linda T. Pellegrino, Joan M. Traub, Robert J. Gorgia
Hearing Site: Newark, NJ

3 Results

Display: