| 17-02145 | 09/25/2018 | Claimant(s): Brett LaFerrera
Claimant Lawyers(s): Brett Andrew LaFerrera
Respondent(s): Albert Johnson
Respondent Lawyers(s): Matthew I. Penfield
Arbitrator(s): Donald Milo Helton, Debra Black Leo, Daniel T. Hull
Hearing Site: Birmingham, AL
| | |
| 15-00376 | 07/26/2016 | Claimant(s): Jonathan Byrd, Byrd Sons Residual Trust U/A dated 12/01
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Brent Porges, Craig Taddonio, Nicholas Milano, Zachary Bader, Craig Scott Capital
Respondent Lawyers(s): Brent Porges, Craig Taddonio, Nicholas Milano, Timothy Feil
Arbitrator(s): F. Guthrie Castle, Daniel T. Hull, Robert Gerald Boliek
Hearing Site: Birmingham, AL
|  | $252,490 |
| 14-02800 | 07/18/2016 | Claimant(s): Mauris Thompson
Claimant Lawyers(s): Yawanna McDonald
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Daniel T. Hull, Robert Gerald Boliek
Hearing Site: Birmingham, AL
| | Expungement |
| 15-02732 | 04/11/2016 | Claimant(s): James Hunter
Claimant Lawyers(s): Julie W. Portera
Respondent(s): Charles Prine
Respondent Lawyers(s): Jonathan E. Neuman
Arbitrator(s): Daniel T. Hull
Hearing Site: Birmingham, AL
| | Expungement |
| 15-01834 | 03/25/2016 | Claimant(s): Brenda Woodmansee, Brenda K. Woodmansee IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Robert Smith, American General Securities Incorporated, Berthel, Fisher & Co Financial Svs., ProEquities.
Respondent Lawyers(s): Greg Curley, Heather R. Demyan, Stephen C. Jackson
Arbitrator(s): Daniel T. Hull, Rachel Kay Russell, Roslyn Barbee
Hearing Site: Birmingham, AL
| | Dismissed by Rule 12206 |
| 15-00853 | 12/08/2015 | Claimant(s): Dontae Satchel
Claimant Lawyers(s): Dontae Levar Satchel
Respondent(s): Franklin Templeton Financial Services Co
Respondent Lawyers(s): Christine M. Debevec
Arbitrator(s): Robert N. Leitch, Samuel C. Johnson, Daniel T. Hull
Hearing Site: Birmingham, AL
| | $0 |
| 10-05503 | 01/05/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen Burns
Respondent(s): William Fraley
Respondent Lawyers(s): William C. Fraley
Arbitrator(s): Mark A. Myers, Daniel T. Hull, Suzette Merriam Foster
Hearing Site: Birmingham, AL
| | |
| 07-01361 | 04/15/2008 | Claimant(s): Sheila Segrest, Sheila Segrest as next friend of Anna Br
Claimant Lawyers(s): Leah O. Taylor
Respondent(s): Ann Holman, Maxine Chappell, Raymond James Financial Services., Raymond, James & Associates., AIG SunAmerica Life Assurance Co., Chappell & Holman Financial Advisors, In
Respondent Lawyers(s): Bruce W. Barnes, Joseph L. Larrinaga
Arbitrator(s): Lita S Menkin, Todd Edward Phillips, Daniel T. Hull
Hearing Site: Birmingham, AL
| | $36,917 |
| 07-01363 | 02/29/2008 | Claimant(s): David Dawsey
Claimant Lawyers(s): Leah O. Taylor
Respondent(s): Ann Holman, Maxine Chappell, Raymond James Financial Services., AIG SunAmerica Life Assurance Co., Chappell & Holman Financial Advisors, In
Respondent Lawyers(s): Bruce W. Barnes, Joseph L. Larrinaga
Arbitrator(s): Robert G. Brunton, Ralph S. Paden, Daniel T. Hull
Hearing Site: Birmingham, AL
| | $0 |
